To acquire the necessary knowledge and skills to perform, organize and monitor compliance in a bank, securities investment firm or other financial intermediary
A combination of theoretical and practical training by practicing compliance nanagement officers
Compliance management aims to minimize regulatory and reputation risk by establishing principles, rules and procedures to ensure compliance with law, regulation and business ethics, by continually monitoring practice compliance and providing advice and training.
University degree or comparable professional training
Professional experience in banking or financial services
Currently or prospectively responsible for compliance management activities
Register by 15 October for next year